Seen Securities Violations
From Inside a Company?

The SEC Whistleblower Program pays eligible insiders 10–30% of sanctions over $1 million when their original information leads to a successful enforcement action.

Submit Your Information

How the SEC Program Works

1

Original Information Required

Your tip must be original — meaning it's not already known to the SEC. Insider information, internal documents, and firsthand knowledge of ongoing violations qualify.

2

Anonymous Submission Option

The SEC allows anonymous tips through an attorney. Your identity remains protected throughout the investigation and is only disclosed if required by a court proceeding.

3

10–30% of Sanctions Paid

When original information leads to SEC sanctions over $1 million, eligible whistleblowers receive 10–30% of the amount collected. Awards have reached into the hundreds of millions. (15 U.S.C. § 78u-6; SEC, 2023)

Securities Violations We Evaluate

Accounting Fraud

Falsified financial statements, improper revenue recognition, off-balance-sheet arrangements, and material misrepresentations in public company filings with the SEC.

Insider Trading

Institutional insider trading schemes, tipping networks, and trading on material non-public information by corporate executives, board members, or investment professionals.

Market Manipulation

Coordinated schemes to artificially inflate or deflate securities prices, wash trading, spoofing, and organized pump-and-dump operations affecting public markets. Manipulation involving commodities or derivatives markets can also qualify under the CFTC whistleblower program, which pays 10–30% of sanctions collected over $1 million.

Investment Adviser Fraud

Advisers misappropriating client funds, undisclosed conflicts of interest, false performance reporting, and breach of fiduciary duty to investment clients.

FCPA Violations

Foreign Corrupt Practices Act violations — bribing foreign officials to obtain or retain business — by U.S. public companies or their foreign subsidiaries.

Offering Fraud

Materially false or misleading statements in securities offerings, unregistered offerings, and Ponzi schemes targeting institutional or retail investors.

Disclosure Fraud

Material omissions or misstatements in required SEC filings outside financial statements, including undisclosed related-party transactions, cybersecurity incidents, executive compensation, and other information investors are entitled to know.

Since 2012, the SEC has awarded more than $2.2 billion to whistleblowers. The largest single award was nearly $279 million. Original insider information drives the program.

Source: SEC Whistleblower Program, FY2024 Annual Report; SEC Press Release 2023-89

Confidential Case Review

For securities violations with estimated sanctions exceeding $1M

About your report

Did you learn about this through your work at, or for, the organization involved? *
Is the organization a business, hospital, contractor, or other institution? *

Contact information

How you learned about the conduct

Contractors, vendors, and auditors count as insiders. Tell us what you know directly and what your records show.

Organization and suspected misconduct

Does this involve a company, government agency, or institution? *

Claim details and support

Describe the suspected securities violation, when it happened, and how you learned about it. 100–1000 characters.

Do records support what you observed? *

Describe the records or observations and what they establish. Do not paste Social Security numbers, patient identifiers, or confidential documents. 20–1000 characters.

Is the company publicly traded? *

An estimate helps us understand the matter. If you cannot estimate the amount, choose “Not sure.” Organization size alone does not determine whether we review a submission.

Submit for review

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